RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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C••••••••• R•••••• R•••
- O•••• W•••••• I••• BD affiliated currentsince Jan 24, 2025 · Hunt Valley, Md
- O•••• F•• I••• formerMar 25, 2022 to Jan 24, 2025 · Hunt Valley, Md
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedAug 9, 2019 to Apr 7, 2022 · Owings Mills, Md
- A••••••• F•••••••• A•••••••• L•• BD affiliatedMay 4, 2017 to Jul 5, 2019 · Timonium, Md
- O•••• F•• I••• formerOct 24, 2011 to Apr 25, 2017 · Hunt Valley, Md
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- T• R••• P•••• A••••••• S•••••••• I••• to O•••• F•• I•••left Apr 7, 2022, registered Mar 25, 2022 (-13 days) · RIA to affiliated broker-dealer or bank
- A••••••• F•••••••• A•••••••• L•• to T• R••• P•••• A••••••• S•••••••• I•••left Jul 5, 2019, registered Aug 9, 2019 (35 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- O•••• F•• I••• to A••••••• F•••••••• A•••••••• L••left Apr 25, 2017, registered May 4, 2017 (9 days) · Other
- C••••••••• R•••••• R••• left T• R••• P•••• A••••••• S•••••••• I••• for O•••• F•• I••• (registered 2022-03-25)Apr 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address