RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• V• N•••••••••
- R•• W••••• L•• independent RIA currentsince Nov 15, 2024 · Los Angeles, Ca
- B••••• A••••••• L•• formerOct 19, 2023 to Jul 1, 2024 · Pasadena, Ca
- J••• M••••• S••••••••• L•• wirehouseOct 4, 2021 to Aug 10, 2023 · Los Angeles, Ca
- R•• R•••••••• L•• BD affiliatedJul 22, 2021 to Sep 15, 2021 · New York, Ny
- B••••• A••••••• L•• to R•• W••••• L••left Jul 1, 2024, registered Nov 15, 2024 (137 days) · RIA to RIA
- J••• M••••• S••••••••• L•• to B••••• A••••••• L••left Aug 10, 2023, registered Oct 19, 2023 (70 days) · Wirehouse to independent RIA
- R•• R•••••••• L•• to J••• M••••• S••••••••• L••left Sep 15, 2021, registered Oct 4, 2021 (19 days) · Affiliated broker-dealer or bank to wirehouse
- J••••• V• N••••••••• left B••••• A••••••• L•• for R•• W••••• L•• (registered 2024-11-15)Jul 1, 2024 · Advisor changed firm · fact
- J••••• V• N••••••••• left J••• M••••• S••••••••• L•• for B••••• A••••••• L•• (registered 2023-10-19)Aug 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address