DFX Intelligence
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Registered advisor
M•••••• C•••••• U•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as M•••••• C•••••• U••••••••• U•••••
At current firm
9 y
since Nov 30, 2016
In the industry
17 y
since Oct 21, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••• F•••••••• E•••••• independent RIA currentsince Nov 30, 2016 · Dallas, Tx
- F•••••••• E•••••• A•••••• C•••••• L•• formerNov 18, 2014 to Nov 30, 2016 · Austin, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerNov 12, 2010 to Nov 10, 2014 · Omaha, Ne
- T• A••••••••• I••• formerNov 6, 2009 to Nov 10, 2014 · Austin, Tx
- S••••••• F•••••••• S•••••••• I••• formerJan 2, 2009 to Apr 14, 2009 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- F•••••••• E•••••• A•••••• C•••••• L•• to E•••••• F•••••••• E••••••left Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Nov 10, 2014, registered Nov 12, 2010 (-1459 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to F•••••••• E•••••• A•••••• C•••••• L••left Nov 10, 2014, registered Nov 18, 2014 (8 days) · Other
- S••••••• F•••••••• S•••••••• I••• to T• A••••••••• I•••left Apr 14, 2009, registered Nov 6, 2009 (206 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address