RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• L•••••• D•••• S•••••••••
- M••••••••• W••••• A•••••••• L•• asset manager currentsince May 25, 2023 · Overland Park, Ks
- A•••••••• C•••••• M••••••••• independent RIAMay 11, 2018 to Jun 30, 2023 · Overland Park, Ks
- S••••• I••••••••• M••••••••• L•• independent RIAFeb 19, 2014 to May 23, 2018 · Tucson, Az
- C••••••••• S••••••••• L•• BD affiliatedJul 11, 2013 to Feb 13, 2014 · Overland Park, Ks
- A•••••••• C•••••• M••••••••• to M••••••••• W••••• A•••••••• L••left Jun 30, 2023, registered May 25, 2023 (-36 days) · RIA to RIA
- S••••• I••••••••• M••••••••• L•• to A•••••••• C•••••• M•••••••••left May 23, 2018, registered May 11, 2018 (-12 days) · RIA to RIA
- C••••••••• S••••••••• L•• to S••••• I••••••••• M••••••••• L••left Feb 13, 2014, registered Feb 19, 2014 (6 days) · Other
- L••••• L•••••• D•••• S••••••••• left A•••••••• C•••••• M••••••••• for M••••••••• W••••• A•••••••• L•• (registered 2023-05-25)Jun 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address