J•••• A•••• M•••••••••

W•••• F•••• A•••••••wirehouseCorte Madera, Ca dual registrantIAPD 5542786

Feed of 09/14/2026

At current firm

1 y

since Aug 18, 2025

In the industry

15 y

since Jun 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Aug 18, 2025 · Santa Rosa, Ca
J••• M••••• S••••••••• L•• wirehouse
Jan 11, 2021 to Aug 19, 2025 · Corte Madera, Ca
C•••••• S••••• • C••• I••• national BD
Oct 1, 2013 to Jan 11, 2021 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
left Aug 19, 2025, registered Aug 18, 2025 (-1 days) · Wirehouse to wirehouse · moved with a team
C•••••• S••••• • C••• I••• to J••• M••••• S••••••••• L••
left Jan 11, 2021, registered Jan 11, 2021 (0 days) · Affiliated broker-dealer or bank to wirehouse

Signals

••• Locked
Aug 19, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address