RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• W• S•••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Nov 26, 2025 · Winston Salem, Nc
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliatedOct 28, 2019 to Dec 15, 2020 · High Point, Nc
- W•••• F•••• A••••••• wirehouseNov 6, 2013 to Nov 4, 2019 · Archdale, Nc
- F•••• C••••••• I••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 15, 2020, registered Nov 26, 2025 (1807 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to F•••• C••••••• I••••••• S•••••••• I•••left Nov 4, 2019, registered Oct 28, 2019 (-7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address