DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••• E•••• H•••

B••••••••• W••••• A•••••••• L••no RAUMWheaton, Il IA-onlyIAPD 5543911

Feed of 09/14/2026

At current firm

1 y

since Jan 28, 2025

In the industry

18 y

since Jan 31, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••••••• W••••• A•••••••• L•• no RAUM current
since Jan 28, 2025 · Mckinney, Tx
A• W••••• M••••••••• L•• BD affiliated
Jul 13, 2023 to Jan 29, 2025 · Allen, Tx
E•••• F•••••••• A•••••••• L•• former
Jul 12, 2019 to Feb 8, 2023 · Frisco, Tx
B••••••••• C•••••• M••••••••• L•• independent RIA
Nov 3, 2016 to Jul 11, 2019 · Plano, Tx
H••••• I••••••••• M••••••••• L•• independent RIA
Jan 6, 2015 to Nov 4, 2016 · Dallas, Tx
V•••••••• C•••••• P•••••••• L•• unclassified
Oct 15, 2009 to Jan 2, 2015 · Plano, Tx
P••• A••••••• I••••••••• A•••••••• I••• independent RIA
Jun 9, 2008 to Mar 4, 2009 · Plano, Tx

Moves

a registration end followed by a registration begin elsewhere

A• W••••• M••••••••• L•• to B••••••••• W••••• A•••••••• L••
left Jan 29, 2025, registered Jan 28, 2025 (-1 days) · Other
E•••• F•••••••• A•••••••• L•• to A• W••••• M••••••••• L••
left Feb 8, 2023, registered Jul 13, 2023 (155 days) · RIA to affiliated broker-dealer or bank
B••••••••• C•••••• M••••••••• L•• to E•••• F•••••••• A•••••••• L••
left Jul 11, 2019, registered Jul 12, 2019 (1 days) · RIA to RIA
H••••• I••••••••• M••••••••• L•• to B••••••••• C•••••• M••••••••• L••
left Nov 4, 2016, registered Nov 3, 2016 (-1 days) · Other
V•••••••• C•••••• P•••••••• L•• to H••••• I••••••••• M••••••••• L••
left Jan 2, 2015, registered Jan 6, 2015 (4 days) · Other
P••• A••••••• I••••••••• A•••••••• I••• to V•••••••• C•••••• P•••••••• L••
left Mar 4, 2009, registered Oct 15, 2009 (225 days) · Other

Signals

C••• E•••• H••• left A• W••••• M••••••••• L•• for B••••••••• W••••• A•••••••• L•• (registered 2025-01-28)
Jan 29, 2025 · Advisor changed firm · fact
C••• E•••• H••• left E•••• F•••••••• A•••••••• L•• for A• W••••• M••••••••• L•• (registered 2023-07-13)
Feb 8, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address