DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Eiger Wealth Management, LLC
Latest filing Mar 19, 2026
First filing on the tape May 22, 2019 · 19 filings
SEC status approved since Jun 27, 2019
RAUM
$339M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
96%
$325M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$113M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$339M as of Mar 19, 2026
Mar 6, 2020$156M then
HNW client RAUM$309M as of Mar 19, 2026
Mar 6, 2020$135M then
State-registered IARs (5.B.3)3 as of Mar 19, 2026
Mar 6, 20202 then
Employees (5.A)6 as of Mar 19, 2026
Mar 6, 20204 then
Private funds: no history
RAUM +5.2% over the last fiscal year+8.7% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $113MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.0MderivedHNW RAUM over HNW clients
- Average account
- $597,416derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 3.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $19.5M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$309M91%
- Individuals$16.2M4.8%
- Pension and profit-sharing plans$11.1M3.3%
- Corporations and businesses$2.8M0.8%
- Individual clients
- 40reported
- HNW clients
- 78reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 567reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $19.5M for 9 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Scott Robert BramwellPersonal Financial Specialist | San Diego, Ca | Aug 17, 2019 | 23 y | 1 |
| Fabian Michael Waldner | San Diego, Ca | Aug 17, 2019 | 19 y | 1 |
| N Alexander Alard | San Diego, Ca | Jun 10, 2026 | 11 y | 3 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 33% of current headcount2 left over 36 months
Left, latest
- Luca Nmn Vivan De Queiroz to Centura Wealth AdvisoryJun 3, 2026 · RIA to RIA
- Olivia Taylor Gliege to Financial Focus LLCMay 5, 2025 · RIA to RIA
Joined, latest
- N Alexander Alard from J.P. Morgan Securities LLCJun 10, 2026 · Wirehouse to independent RIA
- Olivia Taylor Gliege from Charles Schwab & Co., Inc.May 31, 2024 · Affiliated broker-dealer or bank to independent RIA
- Scott Robert Bramwell from Cornerstone Wealth ManagementAug 17, 2019 · RIA to a newly registered adviser
- Fabian Michael Waldner from Cornerstone Wealth ManagementAug 17, 2019 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Cornerstone Wealth ManagementJun 5, 2019 · San Diego, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Robert Scott Bramwell · Managing Membercontrolsince 04/2019 · owns 50% to 75%
- Michael Fabian Waldner · Chief Compliance Officer (Managing Member)controlsince 04/2019 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Diego, Ca · principal | 3 | 1 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 549 to 567Dec 16, 2025 to Mar 19, 2026
- Advisory employees · 3 to 4Dec 16, 2025 to Mar 19, 2026
- HNW clients · 68 to 78Dec 16, 2025 to Mar 19, 2026
- Individual clients · 39 to 40Dec 16, 2025 to Mar 19, 2026
- Pension plan clients · 4.0 to unsetDec 16, 2025 to Mar 19, 2026
- Assets in custody · $12.2M to $19.5MDec 16, 2025 to Mar 19, 2026
- Employees · 5 to 6Dec 16, 2025 to Mar 19, 2026
- Discretionary RAUM · $307M to $329MDec 16, 2025 to Mar 19, 2026
- HNW RAUM · $283M to $309MDec 16, 2025 to Mar 19, 2026
- Individual RAUM · $21.7M to $16.2MDec 16, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $14.7M to $9.7MDec 16, 2025 to Mar 19, 2026
- Pension RAUM · $14.8M to $11.1MDec 16, 2025 to Mar 19, 2026
- RAUM · $322M to $339MDec 16, 2025 to Mar 19, 2026
- Accounts · 484 to 549Mar 1, 2024 to Feb 25, 2025
- Advisory employees · 2 to 3Mar 1, 2024 to Feb 25, 2025
- HNW clients · 64 to 68Mar 1, 2024 to Feb 25, 2025
- Individual clients · 35 to 39Mar 1, 2024 to Feb 25, 2025
- Assets in custody · unset to 12236530.0Mar 1, 2024 to Feb 25, 2025
- Custody of client assets · false to trueMar 1, 2024 to Feb 25, 2025
- Employees · 4 to 5Mar 1, 2024 to Feb 25, 2025
- Financial planning clients · 101-250 to 101-250Mar 1, 2024 to Feb 25, 2025
- State-registered IARs · 2 to 3Mar 1, 2024 to Feb 25, 2025
- Discretionary RAUM · $260M to $307MMar 1, 2024 to Feb 25, 2025
- HNW RAUM · $241M to $283MMar 1, 2024 to Feb 25, 2025
- Individual RAUM · $14.6M to $21.7MMar 1, 2024 to Feb 25, 2025
- Non-discretionary RAUM · $12.0M to $14.7MMar 1, 2024 to Feb 25, 2025
- Pension RAUM · $13.9M to $14.8MMar 1, 2024 to Feb 25, 2025
- RAUM · $272M to $322MMar 1, 2024 to Feb 25, 2025
- HNW clients · 65 to 64Feb 29, 2024 to Mar 1, 2024
- Accounts · 460 to 484Mar 13, 2023 to Feb 29, 2024
- HNW clients · 64 to 65Mar 13, 2023 to Feb 29, 2024
- Individual clients · 33 to 35Mar 13, 2023 to Feb 29, 2024
- Pension plan clients · 5 to 4Mar 13, 2023 to Feb 29, 2024
- Discretionary RAUM · $250M to $260MMar 13, 2023 to Feb 29, 2024
- HNW RAUM · $236M to $241MMar 13, 2023 to Feb 29, 2024
- Individual RAUM · $10.7M to $14.6MMar 13, 2023 to Feb 29, 2024
- Non-discretionary RAUM · $13.8M to $12.0MMar 13, 2023 to Feb 29, 2024
- Pension RAUM · $15.1M to $13.9MMar 13, 2023 to Feb 29, 2024
- RAUM · $264M to $272MMar 13, 2023 to Feb 29, 2024
- Accounts · 424 to 460Nov 14, 2022 to Mar 13, 2023
Signals
3 dated events
- Luca Nmn Vivan De Queiroz left Eiger Wealth Management, Llc for Centura Wealth Advisory (registered 2026-06-10)Jun 3, 2026 · Advisor changed firm · fact
- Olivia Taylor Gliege left Eiger Wealth Management, Llc for Financial Focus Llc (registered 2025-06-02)May 5, 2025 · Advisor changed firm · fact
- Eiger Wealth Management, Llc filed its initial SEC registration (Form ADV)May 22, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Eiger Wealth Management, LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@eigerwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 858-408-7945reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 858-769-0100reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/40693769reportedpublic record, Form ADV, Sep 17, 2026
- Website
- eigerwealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 858-769-0100reportedpublic record, Form ADV, Mar 19, 2026
- Contact form
- eigerwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- eigerwealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $113Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026