DFX Intelligence
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Registered advisor
A••• M•••• G••••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedNorton Shores, Midual registrantIAPD 5545878
Feed of 09/14/2026
At current firm
4 y
since Feb 18, 2022
In the industry
16 y
since Dec 1, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Feb 18, 2022 · Norton Shores, Mi
- W•••• F•••• A••••••• wirehouseSep 9, 2019 to Feb 28, 2022 · Grand Rapids, Mi
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 28, 2022, registered Feb 18, 2022 (-10 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- ••• LockedFeb 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address