DFX Intelligence
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Registered advisor
J•••• A•••••• W•••••
Feed of 09/14/2026
Also filed as J•••• W••••••••• W••••••••• A•••••• W•••••
At current firm
6 y
since Jul 2, 2020
In the industry
18 y
since Aug 13, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 2, 2020 · Asheville, Nc
- C••••••••• F•••••••• N•••••• national BDMar 1, 2017 to Jul 9, 2020 · Ashville, Nc
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 14, 2014 to Mar 30, 2017 · Asheville, Nc
- S•••••• W••••• P•••••••• L•• BD affiliatedJul 17, 2012 to Feb 19, 2014 · Asheville, Nc
- L•• F•••••••• L•• BD affiliatedDec 15, 2011 to Jul 16, 2012 · Asheville, Nc
- E••••• J•••• national BDAug 27, 2008 to Dec 19, 2011 · Asheville, Nc
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 9, 2020, registered Jul 2, 2020 (-7 days) · Affiliated broker-dealer or bank to another
- C•••••••• I••••••••• R••••••• A•••••••• I••• to C••••••••• F•••••••• N••••••left Mar 30, 2017, registered Mar 1, 2017 (-29 days) · Other
- S•••••• W••••• P•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Feb 19, 2014, registered Feb 14, 2014 (-5 days) · Other
- L•• F•••••••• L•• to S•••••• W••••• P•••••••• L••left Jul 16, 2012, registered Jul 17, 2012 (1 days) · Other
- E••••• J•••• to L•• F•••••••• L••left Dec 19, 2011, registered Dec 15, 2011 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address