DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••• T••• T••••••••
Feed of 09/14/2026
Also filed as J••••• T••••••••
At current firm
10 y
since Sep 29, 2015
In the industry
18 y
since Aug 14, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N•••• A•••••••• L•• state registered currentsince Sep 29, 2015 · Colorado Springs, Co
- M••••••• I••••••••• N•••••• I••• BD affiliatedAug 4, 2011 to Oct 28, 2015 · Dallas, Tx
- E••••• J•••• national BDSep 17, 2008 to Aug 9, 2011 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- M••••••• I••••••••• N•••••• I••• to N•••• A•••••••• L••left Oct 28, 2015, registered Sep 29, 2015 (-29 days) · Other
- E••••• J•••• to M••••••• I••••••••• N•••••• I•••left Aug 9, 2011, registered Aug 4, 2011 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address