RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• A• B••••••
- X••• S••••••• independent RIA currentsince Jul 22, 2026 · Buckeye, Az
- B••••• W•••• F•••••••• state registered currentsince Oct 9, 2025 · Buckeye, Az
- A••••• W••••• P••••••• independent RIASep 10, 2014 to Mar 16, 2015 · Overland Park, Ks
- S••••• O•••••• A• P••• O• B•• F•••••••• G•••• bank affiliatedMay 11, 2009 to Jun 14, 2012 · Scottsdale, Az
- A••••• W••••• P••••••• to B••••• W•••• F••••••••left Mar 16, 2015, registered Oct 9, 2025 (3860 days) · Other
- S••••• O•••••• A• P••• O• B•• F•••••••• G•••• to A••••• W••••• P•••••••left Jun 14, 2012, registered Sep 10, 2014 (818 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address