RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• S••••• S••••••
- T• R••• P•••• A••••••••• I••• asset manager currentsince Mar 1, 2019 · West Bloomfield, Mi
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedJul 2, 2018 to Mar 6, 2019 · Baltimore, Md
- R•• C•••••• M••••••• L•• national BDMar 25, 2014 to Oct 27, 2014 · Baltimore, Md
- T• R••• P•••• A••••••• S•••••••• I••• to T• R••• P•••• A••••••••• I•••left Mar 6, 2019, registered Mar 1, 2019 (-5 days) · corporate re-registration, not a move
- R•• C•••••• M••••••• L•• to T• R••• P•••• A••••••• S•••••••• I•••left Oct 27, 2014, registered Jul 2, 2018 (1344 days) · Affiliated broker-dealer or bank to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address