DFX Intelligence
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Registered advisor
B••• S• H••••••
Feed of 09/15/2026
Also filed as B••• S••••• H••••••••• H••••••
At current firm
1 y
since Mar 31, 2025
In the industry
18 y
since Aug 25, 2008 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Star, Id
- F••••••• P••••••• A•• W•••••••• A••••••• formerAug 28, 2020 to Mar 31, 2025 · Boise, Id
- T• A••••••••• I••••••••• M••••••••• L•• formerNov 28, 2018 to Jul 24, 2020 · Boise, Id
- T• A••••••••• I••• formerNov 28, 2018 to Jul 24, 2020 · Boise, Id
- C•••••• S••••• • C••• I••• national BDNov 22, 2013 to Oct 5, 2018 · Oxnard, Ca
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Oct 25, 2013 · Camarillo, Ca
- C•••• I••••••••• S••••••• C•••• formerJun 3, 2011 to Oct 1, 2012 · Camarillo, Ca
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jul 24, 2020, registered Nov 28, 2018 (-604 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 24, 2020, registered Nov 28, 2018 (-604 days) · channel change inside one enterprise, not a move
- C•••••• S••••• • C••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 5, 2018, registered Nov 28, 2018 (54 days) · Affiliated broker-dealer or bank to independent RIA
- J••• M••••• S••••••••• L•• to C•••••• S••••• • C••• I•••left Oct 25, 2013, registered Nov 22, 2013 (28 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address