RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• G•••••• J••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince May 13, 2025 · St. Petersburg, Fl
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 13, 2025 · Trophy Club, Tx
- A•••••• A••••••• S••••••• formerAug 26, 2021 to May 16, 2025 · Dallas, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 4, 2020 to Aug 16, 2021 · New York, Ny
- A•••••• A••••••• S••••••• formerAug 21, 2017 to Sep 8, 2020 · Irving, Tx
- T• A••••••••• I••• formerJan 17, 2017 to Aug 9, 2017 · Southlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 17, 2017 to Aug 9, 2017 · Southlake, Tx
- S•••••••• A••••••• L•• national BDDec 20, 2013 to Sep 7, 2016 · Southfield, Mi
- A•••••• A••••••• S••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 16, 2025, registered May 13, 2025 (-3 days) · Affiliated broker-dealer or bank to another
- C•••••••• G••••• M•••••• I••• to A•••••• A••••••• S•••••••left Aug 16, 2021, registered Aug 26, 2021 (10 days) · Affiliated broker-dealer or bank to another
- A•••••• A••••••• S••••••• to C•••••••• G••••• M•••••• I•••left Sep 8, 2020, registered Nov 4, 2020 (57 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to A•••••• A••••••• S•••••••left Aug 9, 2017, registered Aug 21, 2017 (12 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Aug 9, 2017, registered Jan 17, 2017 (-204 days) · channel change inside one enterprise, not a move · moved with a team
- S•••••••• A••••••• L•• to T• A••••••••• I•••left Sep 7, 2016, registered Jan 17, 2017 (132 days) · Other
- J•••• G•••••• J•••• left A•••••• A••••••• S••••••• for R•••••• J•••• • A••••••••• I••• (registered 2025-05-13)May 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address