J••••• R••••• P••••••

• C••••••• S••••••••• I••• BD affiliated current
  since Apr 10, 2019 · Amesbury, Ma
• E•••• S••••••••• L•• BD affiliated
  Apr 12, 2017 to Mar 22, 2019 · Waltham, Ma
• N••••••••• M••••• I••••••••• S••••••••• no RAUM
  May 5, 2016 to Nov 3, 2016 · Newington, Nh
• E••••• J•••• national BD
  Sep 2, 2014 to Jan 28, 2016 · Amesbury, Ma

• E•••• S••••••••• L•• to C••••••• S••••••••• I•••
  left Mar 22, 2019, registered Apr 10, 2019 (19 days) · Affiliated broker-dealer or bank to another
• N••••••••• M••••• I••••••••• S••••••••• to E•••• S••••••••• L••
  left Nov 3, 2016, registered Apr 12, 2017 (160 days) · Other
• E••••• J•••• to N••••••••• M••••• I••••••••• S•••••••••
  left Jan 28, 2016, registered May 5, 2016 (98 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address