RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• R••• F••
- G••••••• A•••••••• L•• independent RIA currentsince Oct 31, 2023 · Arden Hills, Mn
- A•••••••• C•••••• M••••••••• independent RIAJan 28, 2020 to Aug 31, 2023 · Ashland, Mo
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedJan 26, 2012 to Jan 29, 2020 · Granite City, Il
- A•••••••• C•••••• M••••••••• to G••••••• A•••••••• L••left Aug 31, 2023, registered Oct 31, 2023 (61 days) · RIA to RIA
- T••••••••• F•••••••• A•••••••• L•• to A•••••••• C•••••• M•••••••••left Jan 29, 2020, registered Jan 28, 2020 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- B•••••• R••• F•• left A•••••••• C•••••• M••••••••• for G••••••• A•••••••• L•• (registered 2023-10-31)Aug 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address