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RIA Intelligence
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Registered advisor
R•••• C•••••• M•••••
Feed of 09/14/2026
Also filed as R•••• C M•••••
At current firm
3 y
since Jan 10, 2023
In the industry
17 y
since Jan 23, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 10, 2023 · Spokane, Wa
- L•• F•••••••• L•• BD affiliatedMay 20, 2016 to Jan 30, 2023 · Woodinville, Wa
- W•••• F•••• A••••••• wirehouseNov 30, 2012 to May 23, 2016 · Newcastle, Wa
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Dec 10, 2012 · Mercer Island, Wa
- C•••• I••••••••• S••••••• C•••• formerJul 8, 2010 to Oct 1, 2012 · Seattle, Wa
- W•••• F•••• A••••••• wirehouseJan 26, 2009 to May 28, 2010 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to O•••• W•••••• I•••left Jan 30, 2023, registered Jan 10, 2023 (-20 days) · RIA to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to L•• F•••••••• L••left May 23, 2016, registered May 20, 2016 (-3 days) · Other
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Dec 10, 2012, registered Nov 30, 2012 (-10 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to C•••• I••••••••• S••••••• C••••left May 28, 2010, registered Jul 8, 2010 (41 days) · Other
Signals
- R•••• C•••••• M••••• left L•• F•••••••• L•• for O•••• W•••••• I••• (registered 2023-01-10)Jan 30, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address