RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J••• F••••
- B••• W•••••••• A•••• M••••••••• L•• other currentsince Mar 30, 2018 · Tampa, Fl
- C••••••• institutionalJul 18, 2017 to Feb 2, 2018 · Tampa, Fl
- C••••••• A•••••••• L•• formerJun 3, 2013 to Dec 31, 2017 · Tampa, Fl
- W•••• F•••• A••••••• wirehouseAug 27, 2012 to Jun 14, 2017 · Tampa, Fl
- M••••• S•••••• • C•• L•• unclassifiedSep 19, 2008 to Feb 20, 2009 · Tallahassee, Fl
- C••••••• to B••• W•••••••• A•••• M••••••••• L••left Feb 2, 2018, registered Mar 30, 2018 (56 days) · Other
- C••••••• A•••••••• L•• to C•••••••left Dec 31, 2017, registered Jul 18, 2017 (-166 days) · Other · moved with a team
- W•••• F•••• A••••••• to C••••••• A•••••••• L••left Jun 14, 2017, registered Jun 3, 2013 (-1472 days) · Other · moved with a team
- M••••• S•••••• • C•• L•• to W•••• F•••• A•••••••left Feb 20, 2009, registered Aug 27, 2012 (1284 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address