K••••• M• S••••

• M••••• G••••• A••••••• I••• independent RIA current
  since Jun 6, 2023 · Mclean, Va
• M••••• S•••••• wirehouse
  Jan 4, 2023 to Jun 21, 2023 · Purchase, Ny
• E•••••• C•••••• M••••••••• L•• former
  Sep 30, 2014 to Jun 21, 2023 · Washington, Dc
• L•• F•••••••• L•• BD affiliated
  Nov 4, 2009 to Oct 3, 2014 · Reston, Va

• M••••• S•••••• to M••••• G••••• A••••••• I•••
  left Jun 21, 2023, registered Jun 6, 2023 (-15 days) · Wirehouse to independent RIA
• E•••••• C•••••• M••••••••• L•• to M••••• S••••••
  left Jun 21, 2023, registered Jan 4, 2023 (-168 days) · channel change inside one enterprise, not a move
• L•• F•••••••• L•• to E•••••• C•••••• M••••••••• L••
  left Oct 3, 2014, registered Sep 30, 2014 (-3 days) · Other

• K••••• M• S•••• left M••••• S•••••• for M••••• G••••• A••••••• I••• (registered 2023-06-06)
  Jun 21, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

16derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address