S••••• V•••••• G•••••

• H•••••••• A•••••••• L•• BD affiliated current
  since May 31, 2018 · Chicago, Il
• C••• L•• BD affiliated
  Jun 18, 2015 to Apr 20, 2018 · Franklin Lakes, Nj
• P•••••• A•••••• G••••• L•• BD affiliated
  Oct 16, 2012 to Jun 12, 2015 · Franklin Lakes, Nj
• L•• F•••••••• L•• BD affiliated
  Mar 21, 2011 to Oct 1, 2014 · Franklin Lakes, Nj
• C••••• A•••••• N••••••• L•• former
  Jun 29, 2010 to Mar 15, 2011 · Teaneck, Nj

• C••• L•• to H•••••••• A•••••••• L••
  left Apr 20, 2018, registered May 31, 2018 (41 days) · RIA to affiliated broker-dealer or bank
• P•••••• A•••••• G••••• L•• to C••• L••
  left Jun 12, 2015, registered Jun 18, 2015 (6 days) · Other · moved with a team
• L•• F•••••••• L•• to P•••••• A•••••• G••••• L••
  left Oct 1, 2014, registered Oct 16, 2012 (-715 days) · Other
• C••••• A•••••• N••••••• L•• to L•• F•••••••• L••
  left Mar 15, 2011, registered Mar 21, 2011 (6 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address