DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• W•••• M•••••••

L•• F•••••••• L••BD affiliatedDallas, Tx dual registrantIAPD 5563025

Feed of 09/15/2026

Also filed as John M•••••••

At current firm

3 y

since May 18, 2023

In the industry

18 y

since Sep 12, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since May 18, 2023 · Dallas, Tx
S•• BD affiliated
Oct 25, 2019 to May 18, 2023 · Ann Arbor, Mi
O••••••••• S••••••••• I••• BD affiliated
Feb 28, 2017 to Nov 1, 2019 · Dallas, Tx
M•• I•••••••• S•••••••• L•• BD affiliated
Jun 3, 2014 to Jan 31, 2017 · Dallas, Tx
C•••• I••••••••• S••••••• C•••• former
Jun 17, 2009 to Feb 23, 2012 · Dallas, Tx
E••••• J•••• national BD
Sep 25, 2008 to Mar 19, 2009 · Plano, Tx

Moves

a registration end followed by a registration begin elsewhere

S•• to L•• F•••••••• L••
left May 18, 2023, registered May 18, 2023 (0 days) · corporate re-registration, not a move
O••••••••• S••••••••• I••• to S••
left Nov 1, 2019, registered Oct 25, 2019 (-7 days) · Affiliated broker-dealer or bank to another
M•• I•••••••• S•••••••• L•• to O••••••••• S••••••••• I•••
left Jan 31, 2017, registered Feb 28, 2017 (28 days) · Other
C•••• I••••••••• S••••••• C•••• to M•• I•••••••• S•••••••• L••
left Feb 23, 2012, registered Jun 3, 2014 (831 days) · Other
E••••• J•••• to C•••• I••••••••• S••••••• C••••
left Mar 19, 2009, registered Jun 17, 2009 (90 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address