RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• W•••• B••••
- O•••• W•••••• I••• BD affiliated currentsince Nov 1, 2019 · Washington, Mi
- I••••••••• R••••••• C••• independent RIAJun 7, 2012 to Aug 15, 2012 · Troy, Mi
- S••••• A•••• M••••••••• L••••• independent RIAJun 7, 2012 to Nov 25, 2019 · Troy, Mi
- H•••• F•••••••• S•••••••• I••• independent RIAFeb 2, 2011 to May 16, 2012 · Southfield, Mi
- S••••• A•••• M••••••••• L••••• to O•••• W•••••• I•••left Nov 25, 2019, registered Nov 1, 2019 (-24 days) · RIA to affiliated broker-dealer or bank · moved with a team
- I••••••••• R••••••• C••• to S••••• A•••• M••••••••• L•••••left Aug 15, 2012, registered Jun 7, 2012 (-69 days) · Other
- H•••• F•••••••• S•••••••• I••• to I••••••••• R••••••• C•••left May 16, 2012, registered Jun 7, 2012 (22 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address