DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J•••••• P•••••

P••••• A••••••••• D• I••••••••• L••formerMiami, Fldual registrantIAPD 5568046

Feed of 09/14/2026

At current firm

3 y

since Feb 1, 2023

In the industry

17 y

since Dec 15, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P••••• A••••••••• D• I••••••••• L•• former current
since Feb 1, 2023 · Miami, Fl
S•••••••• S••••••••• BD affiliated
Jul 6, 2021 to Jun 15, 2022 · Miami, Fl
W•••• F•••• A••••••• wirehouse
Mar 16, 2016 to Jan 21, 2021 · Coral Gables, Fl
U•• F•••••••• S••••••• I••• wirehouse
Jan 1, 2010 to Mar 24, 2016 · Miami, Fl
U•• I••••••••• I••• unclassified
Jan 2, 2009 to Jan 1, 2010 · Coral Gables, Fl

Moves

a registration end followed by a registration begin elsewhere

S•••••••• S••••••••• to P••••• A••••••••• D• I••••••••• L••
left Jun 15, 2022, registered Feb 1, 2023 (231 days) · Other
W•••• F•••• A••••••• to S•••••••• S•••••••••
left Jan 21, 2021, registered Jul 6, 2021 (166 days) · Wirehouse to affiliated broker-dealer or bank
U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
left Mar 24, 2016, registered Mar 16, 2016 (-8 days) · Wirehouse to wirehouse · moved with a team
U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••
left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move

Signals

M•••••• J•••••• P••••• left S•••••••• S••••••••• for P••••• A••••••••• D• I••••••••• L•• (registered 2023-02-01)
Jun 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Former SEC-registered adviserderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address