RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• L•••• W••••••
- F•••• T•••• A••••••• L• asset manager currentsince May 4, 2021 · Wheaton, Il
- N••••• A•••• M••••••••• L•• mixed wealthMay 15, 2015 to Feb 11, 2020 · Chicago, Il
- I•••••• A•••••••• I••• asset managerDec 20, 2013 to May 18, 2015 · Atlanta, Ga
- M••••• S•••••• wirehouseMar 4, 2013 to Dec 2, 2013 · Riverwoods, Il
- N••••• A•••• M••••••••• L•• to F•••• T•••• A••••••• L•left Feb 11, 2020, registered May 4, 2021 (448 days) · Other
- I•••••• A•••••••• I••• to N••••• A•••• M••••••••• L••left May 18, 2015, registered May 15, 2015 (-3 days) · Other
- M••••• S•••••• to I•••••• A•••••••• I•••left Dec 2, 2013, registered Dec 20, 2013 (18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address