DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• N••••• G•••••• B•••••••

W••••••• W••••• M•••••••••mixed wealthDallas, Txdual registrantIAPD 5571033

Feed of 09/14/2026

Also filed as J•••••• N••••• G••••••

At current firm

1 y

since Sep 18, 2025

In the industry

12 y

since Nov 27, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••••• W••••• M••••••••• mixed wealth current
since Sep 18, 2025 · Dallas, Tx
1••• A•••• M••••••••• L•• independent RIA
Dec 8, 2021 to Jul 29, 2025 · Garland, Tx
R•••••• J•••• • A••••••••• I••• national BD
Sep 6, 2016 to May 10, 2021 · Dallas, Tx
D••••••• B••• S••••••••• I••• no RAUM
Nov 11, 2015 to Sep 6, 2016 · Dallas, Tx
V•••• F•••••••• A•••••••• I••• BD affiliated
Dec 6, 2013 to Oct 14, 2015 · Baton Rouge, La

Moves

a registration end followed by a registration begin elsewhere

1••• A•••• M••••••••• L•• to W••••••• W••••• M•••••••••
left Jul 29, 2025, registered Sep 18, 2025 (51 days) · RIA to RIA
R•••••• J•••• • A••••••••• I••• to 1••• A•••• M••••••••• L••
left May 10, 2021, registered Dec 8, 2021 (212 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
D••••••• B••• S••••••••• I••• to R•••••• J•••• • A••••••••• I•••
left Sep 6, 2016, registered Sep 6, 2016 (0 days) · corporate re-registration, not a move
V•••• F•••••••• A•••••••• I••• to D••••••• B••• S••••••••• I•••
left Oct 14, 2015, registered Nov 11, 2015 (28 days) · Other

Signals

J•••••• N••••• G•••••• B••••••• left 1••• A•••• M••••••••• L•• for W••••••• W••••• M••••••••• (registered 2025-09-18)
Jul 29, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address