DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
1••• A•••• M••••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Mar 29, 2021 · 17 filings
SEC status approved since Apr 29, 2021
RAUM
$387M
reported, Item 5.F
Discretionary
41%
of RAUM
Private clients
100%
$387M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$193M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$387M as of Mar 25, 2026
Mar 30, 2022$296M then
HNW client RAUM$387M as of Mar 25, 2026
Mar 30, 2022$296M then
State-registered IARs (5.B.3)2 as of Mar 25, 2026
Mar 30, 20223 then
Employees (5.A)3 as of Mar 25, 2026
Mar 30, 20223 then
Private funds: no history
RAUM +7.4% over the last fiscal year+14% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $193MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.1MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 41%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$387M100%
- Individual clients
- n/areported
- HNW clients
- 48reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 326reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••••• S•••• W••• | Garland, Tx | May 7, 2021 | 36 y | 3 |
| H•••• L•••• B••••• | Garland, Tx | Dec 8, 2021 | 15 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- J•••••• N••••• G•••••• B••••••• to W••••••• W••••• M•••••••••Jul 29, 2025 · RIA to RIA
Joined, latest
- J•••••• N••••• G•••••• B••••••• from R•••••• J•••• • A••••••••• I•••Dec 8, 2021 · Affiliated broker-dealer or bank to independent RIA
- H•••• L•••• B••••• from R•••••• J•••• • A••••••••• I•••Dec 8, 2021 · Affiliated broker-dealer or bank to independent RIA
- D•••••• S•••• W••• from R•••••• J•••• • A••••••••• I•••May 7, 2021 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from R•••••• J•••• • A••••••••• I•••May 10, 2021 · Dallas, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• H••••• L•••• · Chief Compliance Officercontrolsince 09/2024 · owns less than 5%
- P••••• G••••••• A••••• · Managing Membercontrolsince 02/2021 · owns 50% to 75%
- W•••• D••••••• S•••• · Managing Member & Chief Investment Officercontrolsince 03/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Garland, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average HNW clientStatic outlier · filing Mar 25, 2026HNW RAUM per HNW client of $8,053,416 against a peer median of $2,404,040 (4940 comparable advisers, 99.0th percentile, 3.8 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 310 to 326Oct 29, 2025 to Mar 25, 2026
- HNW clients · 58 to 48Oct 29, 2025 to Mar 25, 2026
- Employees · 4 to 3Oct 29, 2025 to Mar 25, 2026
- State-registered IARs · 3 to 2Oct 29, 2025 to Mar 25, 2026
- Discretionary RAUM · $139M to $158MOct 29, 2025 to Mar 25, 2026
- HNW RAUM · $360M to $387MOct 29, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $221M to $228MOct 29, 2025 to Mar 25, 2026
- RAUM · $360M to $387MOct 29, 2025 to Mar 25, 2026
- HQ city · DALLAS to GARLANDFeb 27, 2025 to Oct 29, 2025
- Accounts · 335 to 310Oct 1, 2024 to Feb 27, 2025
- Business name · G••• R••• A•••• M••••••••• L•• to 1••• A•••• M••••••••• L••Oct 1, 2024 to Feb 27, 2025
- Financial planning clients · unset to Oct 1, 2024 to Feb 27, 2025
- Legal name · G••• R••• A•••• M••••••••• L•• to 1••• A•••• M••••••••• L••Oct 1, 2024 to Feb 27, 2025
- Discretionary RAUM · $235M to $139MOct 1, 2024 to Feb 27, 2025
- HNW RAUM · $418M to $360MOct 1, 2024 to Feb 27, 2025
- Non-discretionary RAUM · $182M to $221MOct 1, 2024 to Feb 27, 2025
- RAUM · $418M to $360MOct 1, 2024 to Feb 27, 2025
- Employees · 3 to 4Apr 4, 2024 to Oct 1, 2024
- Related adviser · true to falseApr 4, 2024 to Oct 1, 2024
- Accounts · 337 to 335Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $124M to $235MMar 30, 2023 to Mar 28, 2024
- HNW RAUM · $263M to $418MMar 30, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $139M to $182MMar 30, 2023 to Mar 28, 2024
- RAUM · $263M to $418MMar 30, 2023 to Mar 28, 2024
- Accounts · 328 to 337Sep 30, 2022 to Mar 30, 2023
- HNW clients · 62 to 58Sep 30, 2022 to Mar 30, 2023
- Employees · 4 to 3Sep 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $91.0M to $124MSep 30, 2022 to Mar 30, 2023
- HNW RAUM · $301M to $263MSep 30, 2022 to Mar 30, 2023
- Individual RAUM · 0.0 to unsetSep 30, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $210M to $139MSep 30, 2022 to Mar 30, 2023
- RAUM · $301M to $263MSep 30, 2022 to Mar 30, 2023
- Accounts · 368 to 328Aug 22, 2022 to Sep 30, 2022
- Assets in custody · 296381172.0 to unsetAug 22, 2022 to Sep 30, 2022
- Custody of client assets · true to falseAug 22, 2022 to Sep 30, 2022
- Discretionary RAUM · $0 to $91.0MAug 22, 2022 to Sep 30, 2022
- HNW RAUM · $296M to $301MAug 22, 2022 to Sep 30, 2022
- Non-discretionary RAUM · $296M to $210MAug 22, 2022 to Sep 30, 2022
- RAUM · $296M to $301MAug 22, 2022 to Sep 30, 2022
- Employees · 3 to 4Mar 30, 2022 to Jul 29, 2022
Signals
10 dated events
- J•••••• N••••• G•••••• B••••••• left 1••• A•••• M••••••••• L•• for W••••••• W••••• M••••••••• (registered 2025-09-18)Jul 29, 2025 · Advisor changed firm · fact
- Reade Matthew Miller (Managing Member) no longer on Schedule A of 1••• A•••• M••••••••• L•• (listed 2024-04-04, absent 2024-10-01)Oct 1, 2024 · Control person left · inference
- Tubb Emily Fuquay (Chief Compliance Officer & General Counsel) no longer on Schedule A of 1••• A•••• M••••••••• L•• (listed 2024-04-04, absent 2024-10-01)Oct 1, 2024 · Control person left · inference
- 1••• A•••• M••••••••• L•• reported RAUM $417.7M, up 59% from $262.5M (2023-03-30 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Leigh Holly Brower (Chief Operations Officer) appeared on Schedule A of 1••• A•••• M••••••••• L••Jul 29, 2022 · Control person joined · fact
- 1••• A•••• M••••••••• L•• reported RAUM $296.4M, up 133% from $127.2M (2021-07-01 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Leigh Holly Brower (Chief Operating Officer/Chief Compliance Officer) no longer on Schedule A of 1••• A•••• M••••••••• L•• (listed 2021-06-16, absent 2021-07-01)Jul 1, 2021 · Control person left · inference
- Reade Matthew Miller (Managing Member) appeared on Schedule A of 1••• A•••• M••••••••• L••Jul 1, 2021 · Control person joined · fact
- Tubb Emily Fuquay (Chief Compliance Officer & General Counsel) appeared on Schedule A of 1••• A•••• M••••••••• L••Jul 1, 2021 · Control person joined · fact
- G••• R••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@1836assetmgmt.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 888-808-8278reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- 1836assetmgmt.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 888-808-8278reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $193Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026