RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Dustin Michael Rue
- Title
- Financial Advisorreportedempirical.netfirm site, Sep 15, 2026
- Designations
- CFP, CPWAreportedempirical.netas printed on the bio page, Sep 16, 2026
- Professional profile
- empirical.net/team-member/dustin-ruereportedempirical.netfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Empirical Wealth Management independent RIA currentsince Apr 18, 2022 · Portland, Or
- E*Trade Capital Management, LLC formerFeb 5, 2016 to Apr 22, 2022 · Portland, Or
- Td Ameritrade Investment Management, LLC formerMay 15, 2013 to Jan 25, 2016 · Portland, Or
- Td Ameritrade, Inc. formerMay 10, 2013 to Jan 25, 2016 · Portland, Or
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Apr 29, 2013 · Portland, Or
- Chase Investment Services Corp. formerJan 30, 2012 to Oct 1, 2012 · Lake Oswego, Or
- Equitable Advisors, LLC national BDMar 10, 2011 to Jan 9, 2012 · Portland, Or
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 18, 2009 to Feb 2, 2011 · Portland, Or
- Morgan Stanley wirehouseJun 1, 2009 to Sep 22, 2009 · Portland, Or
- Morgan Stanley & Co. LLC unclassifiedOct 15, 2008 to Jun 1, 2009 · Portland, Or
- E*Trade Capital Management, LLC to Empirical Wealth Managementleft Apr 22, 2022, registered Apr 18, 2022 (-4 days) · RIA to RIA
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jan 25, 2016, registered May 15, 2013 (-985 days) · channel change inside one enterprise, not a move
- Td Ameritrade Investment Management, LLC to E*Trade Capital Management, LLCleft Jan 25, 2016, registered Feb 5, 2016 (11 days) · Other
- J.P. Morgan Securities LLC to Td Ameritrade, Inc.left Apr 29, 2013, registered May 10, 2013 (11 days) · Other
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Equitable Advisors, LLC to Chase Investment Services Corp.left Jan 9, 2012, registered Jan 30, 2012 (21 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Equitable Advisors, LLCleft Feb 2, 2011, registered Mar 10, 2011 (36 days) · Wirehouse to affiliated broker-dealer or bank
- Morgan Stanley to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 22, 2009, registered Sep 18, 2009 (-4 days) · Wirehouse to wirehouse
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Dustin Michael Rue left E*Trade Capital Management, Llc for Empirical Wealth Management (registered 2022-04-18)Apr 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address