DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Erik Paul Gulsrud
Feed of 09/14/2026
At current firm
0 y
since Sep 10, 2026
In the industry
18 y
since Sep 4, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Gulsrud Consulting LLC state registered currentsince Sep 10, 2026 · Bell Canyon, Ca
- Mariner BD affiliatedMar 1, 2022 to Mar 11, 2026 · Los Angeles, Ca
- Adviceperiod, LLC formerJan 10, 2018 to Mar 30, 2022 · Los Angeles, Ca
- Pathstone independent RIANov 2, 2016 to Jan 2, 2018 · Englewood, Nj
- Convergent Wealth Advisors, LLC formerJan 8, 2015 to Oct 31, 2016 · Beverky Hills, Ca
- Convergent Wealth Advisors, LLC formerSep 5, 2008 to Dec 31, 2014 · Beverky Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- Mariner to Gulsrud Consulting LLCleft Mar 11, 2026, registered Sep 10, 2026 (183 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Adviceperiod, LLC to Marinerleft Mar 30, 2022, registered Mar 1, 2022 (-29 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Pathstone to Adviceperiod, LLCleft Jan 2, 2018, registered Jan 10, 2018 (8 days) · Other
- Convergent Wealth Advisors, LLC to Pathstoneleft Oct 31, 2016, registered Nov 2, 2016 (2 days) · Other · moved with a team
Signals
- Erik Paul Gulsrud left Mariner for Gulsrud Consulting Llc (registered 2026-09-10)Mar 11, 2026 · Advisor changed firm · fact
- Erik Paul Gulsrud left Adviceperiod, Llc for Mariner (registered 2022-03-01)Mar 30, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address