RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I••••• K•••••••• C••••••
- C•••••• A•••• M••••••••• L•• independent RIA currentsince Jun 25, 2020 · Chicago, Il
- H•••••••• A•••••••• L•• BD affiliatedApr 27, 2015 to Mar 10, 2016 · Reston, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 13, 2009 to Apr 30, 2015 · Washington, Dc
- H•••••••• A•••••••• L•• to C•••••• A•••• M••••••••• L••left Mar 10, 2016, registered Jun 25, 2020 (1568 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to H•••••••• A•••••••• L••left Apr 30, 2015, registered Apr 27, 2015 (-3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address