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Registered advisor
M•••••• J••••• C•••••••••
Feed of 09/14/2026
Also filed as M•••••• J. C•••••••••
At current firm
1 y
since Aug 25, 2025
In the industry
13 y
since Jul 18, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Aug 25, 2025 · Towson, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 24, 2016 to Aug 4, 2025 · Hunt Valley, Md
- E•••••••• A•••••••• L•• national BDSep 16, 2013 to Jun 5, 2014 · Columbia, Md
- E•••• S••••••••• L•• BD affiliatedJul 29, 2013 to Aug 13, 2013 · Timonium, Md
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T••••• A••••••• S•••••••• I•••left Aug 4, 2025, registered Aug 25, 2025 (21 days) · Wirehouse to affiliated broker-dealer or bank
- E•••••••• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 5, 2014, registered Mar 24, 2016 (658 days) · Affiliated broker-dealer or bank to wirehouse
- E•••• S••••••••• L•• to E•••••••• A•••••••• L••left Aug 13, 2013, registered Sep 16, 2013 (34 days) · Other
Signals
- M•••••• J••••• C••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for T••••• A••••••• S•••••••• I••• (registered 2025-08-25)Aug 4, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address