DFX Intelligence
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Registered advisor
B•••• D•••• B•••••••
Feed of 09/15/2026
Also filed as B•••• D• B••••••••• D•••• B••••••••• B•••••••
At current firm
5 y
since Aug 10, 2021
In the industry
17 y
since Dec 22, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• P••••••• independent RIA currentsince Aug 10, 2021 · Overland Park, Ks
- W•••••• • R••• formerJun 10, 2011 to Feb 2, 2017 · Overland Park, Ks
- J••• M••••• S••••••••• L•• wirehouseJan 6, 2009 to Sep 24, 2010 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to C••••••• P•••••••left Feb 2, 2017, registered Aug 10, 2021 (1650 days) · Other
- J••• M••••• S••••••••• L•• to W•••••• • R•••left Sep 24, 2010, registered Jun 10, 2011 (259 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address