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Registered advisor
A• N••••• W•••••
Feed of 09/15/2026
Also filed as An Tam N•••••
At current firm
1 y
since Jan 14, 2025
In the industry
17 y
since Nov 7, 2008 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 14, 2025 · Wesley Chapel, Fl
- L•• E••••••••• L•• BD affiliatedSep 25, 2024 to Oct 1, 2025 · Wesley Chapel, Fl
- L•• F•••••••• L•• BD affiliatedOct 8, 2015 to Jun 4, 2024 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• national BDApr 21, 2015 to Aug 31, 2015 · St. Petersburg, Fl
- I••••••••• F•••••••• P••••••• BD affiliatedMar 4, 2014 to Sep 19, 2014 · Tampa, Fl
- L•• F•••••••• L•• BD affiliatedFeb 19, 2014 to Feb 27, 2014 · Tampa, Fl
- U••• F•••••••• P••••••• S••••••• formerOct 11, 2010 to Jan 9, 2014 · Tampa, Fl
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 9, 2009 to Oct 1, 2009 · Tampa, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDNov 13, 2008 to Nov 21, 2008 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- L•• E••••••••• L•• to L•• F•••••••• L••left Oct 1, 2025, registered Jan 14, 2025 (-260 days) · channel change inside one enterprise, not a move
- L•• F•••••••• L•• to L•• E••••••••• L••left Jun 4, 2024, registered Sep 25, 2024 (113 days) · Affiliated broker-dealer or bank to a newly registered adviser
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Aug 31, 2015, registered Oct 8, 2015 (38 days) · Other
- I••••••••• F•••••••• P••••••• to R•••••• J•••• • A••••••••• I•••left Sep 19, 2014, registered Apr 21, 2015 (214 days) · Other
- L•• F•••••••• L•• to I••••••••• F•••••••• P•••••••left Feb 27, 2014, registered Mar 4, 2014 (5 days) · Other
- U••• F•••••••• P••••••• S••••••• to L•• F•••••••• L••left Jan 9, 2014, registered Feb 19, 2014 (41 days) · Other
- M•• I•••••••• S•••••••• L•• to U••• F•••••••• P••••••• S•••••••left Oct 1, 2009, registered Oct 11, 2010 (375 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M•• I•••••••• S•••••••• L••left Nov 21, 2008, registered Jun 9, 2009 (200 days) · Other
Signals
- A• N••••• W••••• left L•• F•••••••• L•• for L•• E••••••••• L•• (registered 2024-09-25)Jun 4, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address