DFX Intelligence
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Registered advisor
M••• E••••• P••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseChagrin Falls, Ohdual registrantIAPD 5583765
Feed of 09/14/2026
Also filed as M••• E• P••••••
At current firm
11 y
since Apr 6, 2015
In the industry
17 y
since Nov 26, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Apr 6, 2015 · Chagrin Falls, Oh
- H••••••••• F•••••••• A••••••• BD affiliatedJul 14, 2011 to Apr 2, 2015 · Chesterland, Oh
- P•• W••••• M••••••••• BD affiliatedMar 4, 2011 to Jul 12, 2011 · Woodmere, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 1, 2008 to Jan 5, 2011 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- H••••••••• F•••••••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 2, 2015, registered Apr 6, 2015 (4 days) · Other
- P•• W••••• M••••••••• to H••••••••• F•••••••• A•••••••left Jul 12, 2011, registered Jul 14, 2011 (2 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to P•• W••••• M•••••••••left Jan 5, 2011, registered Mar 4, 2011 (58 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address