RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•••••• independent RIA currentsince Jul 8, 2026 · Frisco, Tx
- C•••••• A•••••••• I••• formerJul 16, 2015 to Jul 17, 2026 · Tulsa, Ok
- J••• M••••• S••••••••• L•• wirehouseJun 13, 2011 to Aug 13, 2014 · Dallas, Tx
- C•••• I••••••••• S••••••• C•••• formerJan 1, 2011 to Jun 15, 2011 · Dallas, Tx
- C•••••• A•••••••• I••• to C••••••left Jul 17, 2026, registered Jul 8, 2026 (-9 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to C•••••• A•••••••• I•••left Aug 13, 2014, registered Jul 16, 2015 (337 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Jun 15, 2011, registered Jun 13, 2011 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address