RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M•••••• H•••••
- P••••••• F•••••••• S•••••••• I••• BD affiliated currentsince Jan 10, 2025 · Prosper, Tx
- F••••• I••••••••• independent RIAFeb 17, 2017 to Jan 10, 2025 · Plano, Tx
- A•••• • A••••••• G••••• P••••••• independent RIAMay 2, 2013 to Jan 27, 2017 · Scottsdale, Az
- F••••• I••••••••• to P••••••• F•••••••• S•••••••• I•••left Jan 10, 2025, registered Jan 10, 2025 (0 days) · RIA to affiliated broker-dealer or bank
- A•••• • A••••••• G••••• P••••••• to F••••• I•••••••••left Jan 27, 2017, registered Feb 17, 2017 (21 days) · Other
- J••••• M•••••• H••••• left F••••• I••••••••• for P••••••• F•••••••• S•••••••• I••• (registered 2025-01-10)Jan 10, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address