DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jean C Jimenez

LPL Enterprise, LLCBD affiliatedFort Mill, Sc dual registrantIAPD 5590898

Feed of 09/14/2026

Also filed as Jean C Jimenez

At current firm

1 y

since Oct 17, 2024

In the industry

16 y

since Sep 19, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Enterprise, LLC BD affiliated current
since Oct 17, 2024 · Fort Mill, Sc
Pruco Securities, LLC no RAUM
Apr 16, 2018 to Oct 3, 2024 · Newark, Nj
Morgan Stanley wirehouse
Jul 17, 2014 to Sep 2, 2016 · New York, Ny
Hsbc Securities (USA) Inc. BD affiliated
Jan 29, 2014 to Jul 1, 2014 · New York, Ny
J.P. Morgan Securities LLC wirehouse
Oct 1, 2012 to Jan 2, 2014 · Bronx, Ny
Chase Investment Services Corp. former
Nov 9, 2009 to Oct 1, 2012 · Bronx, Ny

Moves

a registration end followed by a registration begin elsewhere

Pruco Securities, LLC to LPL Enterprise, LLC
left Oct 3, 2024, registered Oct 17, 2024 (14 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
Morgan Stanley to Pruco Securities, LLC
left Sep 2, 2016, registered Apr 16, 2018 (591 days) · Wirehouse to affiliated broker-dealer or bank
Hsbc Securities (USA) Inc. to Morgan Stanley
left Jul 1, 2014, registered Jul 17, 2014 (16 days) · Other
J.P. Morgan Securities LLC to Hsbc Securities (USA) Inc.
left Jan 2, 2014, registered Jan 29, 2014 (27 days) · Other
Chase Investment Services Corp. to J.P. Morgan Securities LLC
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Signals

Jean C Jimenez left Pruco Securities, Llc for Lpl Enterprise, Llc (registered 2024-10-17)
Oct 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address