DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Alex James Reader
Feed of 09/14/2026
At current firm
9 y
since Jan 5, 2017
In the industry
17 y
since Jan 2, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Edelman Financial Engines independent RIA currentsince Jan 5, 2017 · Minnetonka, Mn
- Td Ameritrade Investment Management, LLC formerNov 28, 2012 to Jan 17, 2017 · St. Paul, Mn
- Td Ameritrade, Inc. formerNov 28, 2012 to Jan 17, 2017 · St. Paul, Mn
- Tower Square Securities, Inc. formerJun 29, 2012 to Nov 28, 2012 · Plymouth, Mn
- Wells Fargo Advisors wirehouseJan 3, 2011 to Nov 7, 2011 · St. Louis, Mo
- Wells Fargo Investments, LLC unclassifiedJan 9, 2009 to Jan 3, 2011 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- Td Ameritrade Investment Management, LLC to Edelman Financial Enginesleft Jan 17, 2017, registered Jan 5, 2017 (-12 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jan 17, 2017, registered Nov 28, 2012 (-1511 days) · channel change inside one enterprise, not a move
- Tower Square Securities, Inc. to Td Ameritrade, Inc.left Nov 28, 2012, registered Nov 28, 2012 (0 days) · Other
- Wells Fargo Advisors to Tower Square Securities, Inc.left Nov 7, 2011, registered Jun 29, 2012 (235 days) · Other
- Wells Fargo Investments, LLC to Wells Fargo Advisorsleft Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address