RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• S•••• L•••••
- O•••• W•••••• I••• BD affiliated currentsince Oct 1, 2025 · Post Falls, Id
- C•••• F•••••••• A••••••• independent RIAJun 29, 2017 to Dec 5, 2025 · Portland, Or
- L•• F•••••••• L•• BD affiliatedOct 22, 2012 to Dec 21, 2017 · Portland, Or
- E••••• J•••• national BDJun 1, 2009 to Jul 5, 2012 · St Louis, Mo
- C•••• F•••••••• A••••••• to O•••• W•••••• I•••left Dec 5, 2025, registered Oct 1, 2025 (-65 days) · RIA to affiliated broker-dealer or bank
- L•• F•••••••• L•• to C•••• F•••••••• A•••••••left Dec 21, 2017, registered Jun 29, 2017 (-175 days) · RIA to a newly registered adviser
- E••••• J•••• to L•• F•••••••• L••left Jul 5, 2012, registered Oct 22, 2012 (109 days) · Other
- G•••••• S•••• L••••• left C•••• F•••••••• A••••••• for O•••• W•••••• I••• (registered 2025-10-01)Dec 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address