RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• S•••••• H••••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 5, 2026 · Sheffield, Al
- O•••• W•••••• I••• BD affiliatedSep 1, 2023 to Feb 4, 2026 · Sheffield, Al
- S•••••••• F••••••••• I••• formerDec 15, 2022 to Sep 1, 2023 · Sheffield, Al
- B••••••••• C•••••• M••••••••• L•• independent RIAAug 4, 2014 to Dec 13, 2022 · Muscle Shoals, Al
- G••••• F•••••••• P•••••• C••••••• I••• formerOct 12, 2011 to Aug 6, 2014 · Muscle Shoals, Al
- E•••••••• A•••••••• L•• national BDApr 3, 2009 to May 26, 2009 · Muscle Shoals, Al
- O•••• W•••••• I••• to L•• F•••••••• L••left Feb 4, 2026, registered Feb 5, 2026 (1 days) · Affiliated broker-dealer or bank to another
- S•••••••• F••••••••• I••• to O•••• W•••••• I•••left Sep 1, 2023, registered Sep 1, 2023 (0 days) · corporate re-registration, not a move
- B••••••••• C•••••• M••••••••• L•• to S•••••••• F••••••••• I•••left Dec 13, 2022, registered Dec 15, 2022 (2 days) · RIA to affiliated broker-dealer or bank
- G••••• F•••••••• P•••••• C••••••• I••• to B••••••••• C•••••• M••••••••• L••left Aug 6, 2014, registered Aug 4, 2014 (-2 days) · Other
- E•••••••• A•••••••• L•• to G••••• F•••••••• P•••••• C••••••• I•••left May 26, 2009, registered Oct 12, 2011 (869 days) · Other
- J•••• S•••••• H•••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2026-02-05)Feb 4, 2026 · Advisor changed firm · fact
- J•••• S•••••• H•••••• left B••••••••• C•••••• M••••••••• L•• for S•••••••• F••••••••• I••• (registered 2022-12-15)Dec 13, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address