RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• D••••• C••••••••
- A•••••••• F•••• M••••••••• L•• asset manager currentsince Aug 31, 2022 · Boston, Ma
- N•••••• A•••••••• L•• BD affiliatedOct 6, 2014 to Jul 12, 2022 · Boston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Jan 22, 2013 · Providence, Ri
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJun 10, 2009 to Oct 23, 2009 · Boston, Ma
- N•••••• A•••••••• L•• to A•••••••• F•••• M••••••••• L••left Jul 12, 2022, registered Aug 31, 2022 (50 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•••••• A•••••••• L••left Jan 22, 2013, registered Oct 6, 2014 (622 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- B•••• D••••• C•••••••• left N•••••• A•••••••• L•• for A•••••••• F•••• M••••••••• L•• (registered 2022-08-31)Jul 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address