RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• R••••••• O•••
- H••••• M••• I••••••••• I••• no RAUM currentsince Apr 22, 2025 · Springfield, Il
- O•••• I••••••••• I••• BD affiliatedDec 19, 2022 to Mar 17, 2025 · Fowler, In
- P•• W••••• M••••••••• BD affiliatedMar 9, 2015 to Nov 21, 2018 · Rensselaer, In
- O•••• I••••••••• I••• to H••••• M••• I••••••••• I•••left Mar 17, 2025, registered Apr 22, 2025 (36 days) · Other
- P•• W••••• M••••••••• to O•••• I••••••••• I•••left Nov 21, 2018, registered Dec 19, 2022 (1489 days) · Affiliated broker-dealer or bank to another
- R•••• R••••••• O••• left O•••• I••••••••• I••• for H••••• M••• I••••••••• I••• (registered 2025-04-22)Mar 17, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address