RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
O••••••• M•••••• O•••••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Feb 8, 2024 · Marietta, Ga
- T••••• A••••••• S•••••••• I••• BD affiliatedMay 20, 2020 to Jan 16, 2024 · Atlanta, Ga
- T••••• A••••••• S•••••••• I••• to S•••• F••• I••••••••• M••••••••• C••••left Jan 16, 2024, registered Feb 8, 2024 (23 days) · Other
- O••••••• M•••••• O••••••• left T••••• A••••••• S•••••••• I••• for S•••• F••• I••••••••• M••••••••• C•••• (registered 2024-02-08)Jan 16, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address