RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• M•••••• H••••
- 3•• W••••• M••••••••• G•••• independent RIA currentsince Jun 29, 2026 · Mason, Oh
- 3•• W••••• M••••••••• G•••• independent RIAMay 20, 2024 to Dec 31, 2025 · Mason, Oh
- 3•• W••••• M••••••••• G•••• independent RIAMay 19, 2021 to Dec 31, 2023 · Mason, Oh
- W•••• F•••• A••••••• wirehouseNov 6, 2015 to Jun 15, 2021 · Cincinnati, Oh
- E••••• J•••• national BDDec 24, 2008 to Nov 12, 2015 · Fairfield, Oh
- W•••• F•••• A••••••• to 3•• W••••• M••••••••• G••••left Jun 15, 2021, registered May 19, 2021 (-27 days) · Wirehouse to independent RIA · moved with a team
- E••••• J•••• to W•••• F•••• A•••••••left Nov 12, 2015, registered Nov 6, 2015 (-6 days) · Affiliated broker-dealer or bank to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address