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Registered advisor
S•••• H••••
Feed of 09/14/2026
Also filed as Sang Thanh Huynh
At current firm
7 y
since Nov 2, 2018
In the industry
17 y
since Jun 6, 2009 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Nov 2, 2018 · Berkeley, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedJun 19, 2018 to Nov 28, 2018 · San Francisco, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedMay 2, 2016 to Jun 27, 2018 · Oakland, Ca
- W•••• F•••• A••••••• wirehouseNov 9, 2011 to May 3, 2016 · San Francisco, Ca
- W•••• F•••• A••••••• wirehouseNov 15, 2010 to May 10, 2011 · San Leandro, Ca
- W•••• F•••• I••••••••• L•• unclassifiedJun 8, 2009 to Sep 3, 2010 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to J••• M••••• S••••••••• L••left Nov 28, 2018, registered Nov 2, 2018 (-26 days) · Affiliated broker-dealer or bank to wirehouse
- U••• B•••••• A•••••••• L•• to C•••••••• G••••• M•••••• I•••left Jun 27, 2018, registered Jun 19, 2018 (-8 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to U••• B•••••• A•••••••• L••left May 3, 2016, registered May 2, 2016 (-1 days) · Other
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Sep 3, 2010, registered Nov 15, 2010 (73 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address