DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

W•••••• J••••• O••••••

W•••• F•••• A•••••••wirehouseMonroe Township, Nj dual registrantIAPD 5604485

Feed of 09/15/2026

Also filed as W•••••• J O••••••

At current firm

0 y

since Jan 9, 2026

In the industry

20 y

since Sep 1, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jan 9, 2026 · Monroe Township, Nj
L•• E••••••••• L•• BD affiliated
Nov 14, 2024 to Dec 19, 2025 · Holmdel, Nj
P•••• S••••••••• L•• no RAUM
Jul 20, 2023 to Nov 14, 2024 · East Brunswick, Nj
S••••••• F•••••••• S•••••••• I••• former
Oct 16, 2020 to Jul 21, 2023 · Wall, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 12, 2018 to Oct 24, 2019 · Eatontown, Nj

Moves

a registration end followed by a registration begin elsewhere

L•• E••••••••• L•• to W•••• F•••• A•••••••
left Dec 19, 2025, registered Jan 9, 2026 (21 days) · Affiliated broker-dealer or bank to wirehouse
P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
S••••••• F•••••••• S•••••••• I••• to P•••• S••••••••• L••
left Jul 21, 2023, registered Jul 20, 2023 (-1 days) · RIA to affiliated broker-dealer or bank
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• F•••••••• S•••••••• I•••
left Oct 24, 2019, registered Oct 16, 2020 (358 days) · Wirehouse to affiliated broker-dealer or bank

Signals

W•••••• J••••• O•••••• left L•• E••••••••• L•• for W•••• F•••• A••••••• (registered 2026-01-09)
Dec 19, 2025 · Advisor changed firm · fact
W•••••• J••••• O•••••• left S••••••• F•••••••• S•••••••• I••• for P•••• S••••••••• L•• (registered 2023-07-20)
Jul 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address