DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Susan Claywell
Feed of 09/15/2026
Also filed as Susan Marie Martin
At current firm
1 y
since Mar 31, 2025
In the industry
16 y
since Dec 30, 2009 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Louisville, Ky
- Fidelity Personal And Workplace Advisors formerJul 14, 2023 to Mar 31, 2025 · South Bend, In
- Fifth Third Securities, Inc. BD affiliatedNov 1, 2022 to May 30, 2023 · Merrillville, In
- Advice And Planning Services BD affiliatedDec 8, 2016 to Nov 13, 2020 · Chicago, Il
- Strategic Advisers LLC national BDAug 17, 2015 to Nov 11, 2016 · Chicago, Il
- E*Trade Capital Management, LLC formerJan 13, 2011 to Jul 9, 2015 · Arlington, Va
- B. C. Ziegler And Company formerAug 24, 2010 to Jan 10, 2011 · Milwaukee, Wi
- Td Ameritrade Investment Management, LLC formerJan 8, 2010 to Aug 23, 2010 · Oak Brook, Il
- Td Ameritrade, Inc. formerJan 8, 2010 to Aug 23, 2010 · Oak Brook, Il
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Fifth Third Securities, Inc. to Fidelity Personal And Workplace Advisorsleft May 30, 2023, registered Jul 14, 2023 (45 days) · Affiliated broker-dealer or bank to another
- Advice And Planning Services to Fifth Third Securities, Inc.left Nov 13, 2020, registered Nov 1, 2022 (718 days) · Affiliated broker-dealer or bank to another
- Strategic Advisers LLC to Advice And Planning Servicesleft Nov 11, 2016, registered Dec 8, 2016 (27 days) · Other
- E*Trade Capital Management, LLC to Strategic Advisers LLCleft Jul 9, 2015, registered Aug 17, 2015 (39 days) · Other
- B. C. Ziegler And Company to E*Trade Capital Management, LLCleft Jan 10, 2011, registered Jan 13, 2011 (3 days) · Other
- Td Ameritrade, Inc. to B. C. Ziegler And Companyleft Aug 23, 2010, registered Aug 24, 2010 (1 days) · Other
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Aug 23, 2010, registered Jan 8, 2010 (-227 days) · channel change inside one enterprise, not a move
Signals
- Susan Claywell left Fifth Third Securities, Inc. for Fidelity Personal And Workplace Advisors (registered 2023-07-14)May 30, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address