RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••• R••• S••••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Mar 18, 2021 · Port Huron, Mi
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 2, 2020 to Jul 31, 2020 · Port Huron, Mi
- J••• M••••• S••••••••• L•• wirehouseMay 30, 2013 to Jun 11, 2019 · Marysville, Mi
- C••••• I••••••••• A••••••• L•• to S•••• F••• I••••••••• M••••••••• C••••left Jul 31, 2020, registered Mar 18, 2021 (230 days) · Other
- J••• M••••• S••••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 11, 2019, registered Jan 2, 2020 (205 days) · Wirehouse to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address