RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• H•••••
- E•••••• F•••••••• E•••••• i••••••••• wealth currentsince Jun 5, 2025 · Fairfax, Va
- C•••••• S••••• • C••• I••• national BDJan 26, 2022 to Jun 19, 2025 · San Diego, Ca
- T• A••••••••• I••• formerJan 22, 2019 to Oct 14, 2022 · San Diego, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 22, 2019 to Sep 7, 2023 · San Diego, Ca
- I••••••••• F•••••••• G••••• L•• BD affiliatedAug 28, 2015 to Feb 26, 2017 · Carlsbad, Ca
- L•• F•••••••• L•• BD affiliatedJan 6, 2012 to Aug 5, 2015 · Carlsbad, Ca
- T• A••••••••• I••• formerDec 18, 2009 to May 17, 2010 · Omaha, Ne
- T• A••••••••• I••••••••• M••••••••• L•• formerDec 18, 2009 to May 17, 2010 · Omaha, Ne
- C•••••• S••••• • C••• I••• to E•••••• F•••••••• E••••••left Jun 19, 2025, registered Jun 5, 2025 (-14 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Jan 22, 2019 (-1361 days) · corporate re-registration, not a move
- I••••••••• F•••••••• G••••• L•• to T• A••••••••• I•••left Feb 26, 2017, registered Jan 22, 2019 (695 days) · Other
- L•• F•••••••• L•• to I••••••••• F•••••••• G••••• L••left Aug 5, 2015, registered Aug 28, 2015 (23 days) · Other · moved with a team
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left May 17, 2010, registered Dec 18, 2009 (-150 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left May 17, 2010, registered Dec 18, 2009 (-150 days) · channel change inside one enterprise, not a move
- B•••••• H••••• left C•••••• S••••• • C••• I••• for E•••••• F•••••••• E•••••• (registered 2025-06-05)Jun 19, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address