RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- F•••••••• independent RIA currentsince Jul 31, 2026 · Austin, Tx
- R•••••••• F•••••••• G•••• L•• formerMar 10, 2023 to Oct 9, 2025 · Austin, Tx
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Dec 13, 2021 · Austin, Tx
- C•••• I••••••••• S••••••• C•••• formerMay 10, 2011 to Oct 1, 2012 · Austin, Tx
- E••••• J•••• national BDMar 30, 2009 to Apr 8, 2011 · Austin, Tx
- R•••••••• F•••••••• G•••• L•• to F••••••••left Oct 9, 2025, registered Jul 31, 2026 (295 days) · RIA to RIA
- J••• M••••• S••••••••• L•• to R•••••••• F•••••••• G•••• L••left Dec 13, 2021, registered Mar 10, 2023 (452 days) · Wirehouse to independent RIA
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- E••••• J•••• to C•••• I••••••••• S••••••• C••••left Apr 8, 2011, registered May 10, 2011 (32 days) · Other
- E••• M•••••• D•••• left R•••••••• F•••••••• G•••• L•• for Forefront (registered 2026-07-31)Oct 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address